Regulatory compliance and risk management are an integral element in the establishment and administration of a managed investment scheme. Government regulators are becoming increasingly focused on the compliance and risk management structures that scheme managers have in place to protect investors. Horizon is able to provide the following services to ensure regulatory requirements are met as well as providing ongoing monitoring and supervision:

• Develop appropriate compliance procedures and policy
• Prepare and document an appropriate compliance plan and management structure
• Implement appropriate compliance policy and procedures
• Compliance reporting
• External compliance committee services
• External compliance audits